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Important Disclosures

Morton Brown Family Wealth, LLC (“Morton Brown”) is a Registered Investment Advisor (“RIA”) with the U.S. Securities and Exchange Commission (“SEC”). Morton Brown provides investment advisory and related services to clients nationally. Morton Brown will maintain all applicable notice filings, registrations and licenses as required by the SEC and various state regulators in which Morton Brown conducts business. Morton Brown renders individualized responses to persons in a particular state only after complying with all regulatory requirements or pursuant to an applicable state exemption or exclusion.

This website is intended to provide general information about Morton Brown and its team. It is not intended to offer investment advice or to recommend the purchase and sale of any investment product. Information is provided to learn about our advisory services, our people and to be able to contact us for further information.

Market data, articles and other content on this website are based on generally available information and are believed to be reliable. Morton Brown does not guarantee the accuracy of the information contained in this website. The information is of a general nature and should not be construed as investment advice.

Morton Brown will provide all prospective clients with a copy of our current Form CRS, Form ADV – Part 2A (“Disclosure Brochure”), and Form ADV 2B (“Brochure Supplement”) for each advisory person supporting a particular client. You may obtain a copy of these disclosures on the SEC website at http://adviserinfo.sec.gov, or you may use the link located at the bottom of this page to download our most current firm brochure and privacy policy.

If you have any questions regarding Compliance and Regulatory information, please contact us info@MortonBrownFW.com.

E-mail Disclosures

Morton Brown often communicates with its clients and prospective clients through e-mail and other electronic means. Your privacy and security are very important to us. Morton Brown makes every effort to ensure that e-mail communications do not contain sensitive information. We remind our clients and others not to send Morton Brown private information over e-mail as it is not secure. If you have sensitive data to deliver, we can provide secure means for such delivery.

Please note: For your protection, Morton Brown does not accept trading or money movement instructions via e-mail.

As an RIA, Morton Brown e-mails are subject to inspection by the Chief Compliance Officer (“CCO”) of Morton Brown and the various securities regulators.

If you have received an e-mail from Morton Brown in error, we ask that you contact the sender and destroy the e-mail and its contents.

If you have any questions regarding our e-mail policies, please contact us at info@MortonBrownFW.com.

Social Websites, Video, and Blog

Morton Brown may utilize third-party websites that include social media websites, blogs and other interactive content. Morton Brown may also post their own Blog Content on their website as well as other social media websites. Morton Brown considers all interactions with clients, prospective clients and the general public on these sites to be advertisements under the securities regulations. As such, Morton Brown will retain a copy of information that Morton Brown or third parties may contribute to such sites. This information is subject to review and inspection by the CCO of Morton Brown.

Please remember that past performance may not be indicative of future results. Certain information set forth may contains “forward-looking information”. These statements are not guarantees of future performance and undue reliance should not be placed on them. Information provided is for  informational purposes only and should not be construed as a solicitation or offer to sell any particular security. Morton Brown undertakes no obligation to update forward-looking statements if circumstances or management’s estimates or opinions should change except as required by applicable securities laws. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy, or product (including the investments and/or investment strategies recommended or undertaken by Morton Brown Family Wealth LLC (“Morton Brown”) or any non-investment related content, made reference to directly or indirectly in any post or original blog will be profitable, equal any corresponding indicated historical performance level(s), be suitable for your portfolio or individual situation, or prove successful. You cannot invest directly in an index. Performance of any index does not represent actual fund or portfolio performance. A fund or portfolio may differ significantly from the securities included in an index. Due to various factors, including changing market conditions and/or applicable laws, the content may no longer be reflective of current opinions or positions.

Moreover, you should not assume that any discussion or information contained in any post or blog serves as the receipt of, or as a substitute for, personalized investment advice from Morton Brown. Please remember that if you are a Morton Brown client, it remains your responsibility to advise Morton Brown, in writing, if there are any changes in your personal/financial situation or investment objectives for the purpose of reviewing/evaluating/revising our previous recommendations and/or services, or if you would like to impose, add, or to modify any reasonable restrictions to our investment advisory services. To the extent that a reader has any questions regarding the applicability of any specific issue discussed to his/her individual situation, he/she is encouraged to consult with the professional advisor of his/her choosing. Morton Brown is neither a law firm nor a certified public accounting firm and no post or portion of any blog content should be construed as legal or accounting advice.

If you have any questions regarding our social media policies or blog content, please contact us at info@MortonBrownFW.com.

Awards and Recognitions

Investment News’ review of Kathryn M. Brown and Morton Brown Family Wealth was in February, 2020 and awards were published on June 17, 2019. Investment News’ reviews were independently conducted and researched. Firms and their associates do not pay a fee to be named as award winners or to be considered for this award. This award was based, in part, upon consideration of various applicant attributes, including  industry achievements and contributions to the financial services profession. Firms submit candidates for consideration. Approximately 1,000 applicants were considered for this award. This award was independently granted by Investment News. Receipt of this award is not indicative of, nor a guarantee of, future investment success. This award  should not be construed as an endorsement of Morton Brown or Kathryn Brown by any client.

The Lehigh Valley Business Forty Under 40 recognition is awarded to professionals who are under 40 years of age and employed as an officer, owner, partner, or senior-level officer in a local organization. Firms submit candidates for consideration. Approximately 150 applicants were considered for this award. This award was independently granted by Lehigh Valley Business. Receipt of this award is not indicative of, nor a guarantee of, future investment success. This award  should not be construed as an endorsement of Morton Brown, Kathryn M. Brown, or Dennis Morton by any client. Kathryn M. Brown and Dennis Morton were nominated by third parties.

Third Party Tools

Morton Brown does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to the Morton Brown website or incorporated herein, and takes no responsibility thereof. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Information provided on these sites is for informational and/or educational purposes only and is not, in any way, to be considered investment advice nor a recommendation of an investment product. Advice may only be provided by Morton Brown’s advisory persons after entering into an advisory agreement and providing Morton Brown with all requested background and account information.

The Riskalyze service is offered for informational and educational purposes only. No information contained  in your Riskalyze report should be considered as investment advice or an investment recommendation offered by Morton Brown. Riskalyze is an unaffiliated third party service and is not registered with the Securities and Exchange Commission as an investment advisor or a broker-dealer. Neither Riskalyze nor Morton Brown make any representation as to the suitability of the Riskalyze services for any purpose and Morton Brown will not be liable for any consequences or damages that may arise through your use of Riskalyze. Information provided in connection with use of the Riskalyze service should be construed as a solicitation or offer to sell or recommend securities, financial advice, or insurance products.

Click here to download the Morton Brown CRS, ADV Firm Brochure, and Privacy Policy.